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difficulty 3/5

Hallucination

Definition

Generated text that the source does not support — either contradicting it or going beyond it. The second kind is not automatically wrong, and no overlap metric can detect the first.

Formula
intrinsic  ⇔  s⊨¬hextrinsic  ⇔  s⊭h  ∧  s⊭¬h\text{intrinsic} \;\Leftrightarrow\; s \models \neg h \qquad \text{extrinsic} \;\Leftrightarrow\; s \not\models h \;\wedge\; s \not\models \neg h

Intuition

A language model is trained to produce probable text. Nothing in that objective mentions truth, and nothing in it mentions the document you handed the model either. When the two come apart, what comes out is fluent, well-formed and unsupported — which Ji et al. describe as generation that is "prone to hallucinate unintended text, which degrades the system performance and fails to meet user expectations in many real-world scenarios" [1, Abstract].

The word covers two different failures, and conflating them is the most common mistake made about it. Saying something the source contradicts is one problem. Saying something the source simply does not mention is a different one — and, importantly, is not necessarily false.

It is also not rare or exotic, and the sentence reporting how common it is contains its own punchline: "state-of-the-art abstractive summarization systems, evaluated with metrics such as ROUGE, BLEU, and METEOR, have hallucinated content in 25% of their generated summaries" [1, §4]. Those metrics are the ones such systems are tuned on, and they are doing no work against this failure at all — which the worked example below makes concrete.

Formal definition

How it works

Where it shows up

Why & when

Worked example

Pitfalls

Check yourself

3 questions

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Sources

  1. Ji, Lee, Frieske, Yu, Su, Xu, Ishii, Bang, Chen, Dai, Chan, Madotto, Fung. Survey of Hallucination in Natural Language Generation (2023)paperhttps://ar5iv.labs.arxiv.org/html/2202.03629
  2. Ouyang, Wu, Jiang, Almeida, Wainwright, Mishkin, et al.. Training Language Models to Follow Instructions with Human Feedback (2022)paperhttps://ar5iv.labs.arxiv.org/html/2203.02155
  3. Lewis, Perez, Piktus, Petroni, Karpukhin, Goyal, Küttler, Lewis, Yih, Rocktäschel, Riedel, Kiela. Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks (2021)paperhttps://ar5iv.labs.arxiv.org/html/2005.11401
  4. Holtzman, Buys, Du, Forbes, Choi. The Curious Case of Neural Text Degeneration (2020)paperhttps://ar5iv.labs.arxiv.org/html/1904.09751

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